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Disciplinary Action Form Template

Streamline your HR process with our Disciplinary Action Form

Addressing employee performance issues can be challenging, but having the right tools can make it easier. This Disciplinary Action Form Template is designed to help HR professionals like you document and formalize actions taken against employees who fail to meet company standards. With this customizable template, you can ensure compliance, maintain clear communication, and create a transparent record of discipline, all while staying aligned with industry standards. Seamlessly manage employee expectations, improve accountability, and enhance workplace fairness by using this effective solution-explore the live template today to get started!

Case or reference ID
Submission date
Employee full name
Employee ID
Job title
Department
Direct supervisor or manager
Incident date
Incident location
Type of infraction
Brief description of the incident
Related policy or standard (if applicable)
Were there any witnesses?
Yes
No
Most recent prior action date (if any)
Are there previous disciplinary actions on record?
Yes
No
Level of action being issued
Effective date of action
Follow-up review date
Corrective actions required of the employee
Support or resources to be provided by the organization
Is a Performance Improvement Plan required?
Yes
No
Expectations were reviewed with the employee
Yes
No
Employee received a copy of this notice
Yes
No
Employee acknowledgment date
Supervisor or manager acknowledgment date
Employee acknowledgment of receipt and understanding
Strongly disagree
Disagree
Neither
Agree
Strongly agree
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Paper art illustration showcasing a disciplinary action form template for FormCreatorAI article.

When to use this form

Use this form when you need to document a conduct, attendance, or performance issue and set a clear plan to fix it. It helps managers and HR capture facts, keep a consistent record, and communicate next steps to the employee. Common cases include repeated tardiness, safety violations, insubordination, or failure to meet goals. If you are early in the process, pair it with a Verbal warning form. If the issue requires a formal written step, you can move to an Employee reprimand form. The result is a fair, traceable process that reduces risk and helps the employee understand expectations, deadlines, and consequences.

Must Ask Disciplinary Action Questions

  1. What happened, including date, time, location, and the policy or expectation affected?

    Specific facts reduce confusion and support consistent decisions. Time and place details help you check patterns and verify records.

  2. What prior coaching, verbal or written warnings, or training occurred, with dates?

    Progressive steps show fairness and reduce legal risk. If you issued an earlier notice, reference the Employee warning form to keep the record complete.

  3. What is the employee's account of the incident, in their own words?

    Capturing the response shows you listened and considered context. It can reveal causes you can address, like unclear instructions or missing tools.

  4. What corrective actions, performance standards, and deadlines are required, and who is responsible?

    Clear expectations turn a complaint into a plan you can measure. Schedule a check-in and track results with an Employee disciplinary action follow up form.

  5. What evidence supports the event (witnesses, emails, photos, system logs)?

    Evidence strengthens the record and helps resolve disputes. It also guides next steps, such as interviews or system access reviews.

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