Unlock hundreds more features
Save your Form to the Dashboard
View and Export Results
Use AI to Create Forms and Analyse Results

Sign UpLogin With Facebook
Sign UpLogin With Google

Employee Disciplinary Action Follow Up Form Template

Ensure Compliance and Improve Employee Accountability

Tracking the progress of disciplinary actions can be challenging for HR teams, leading to inconsistent follow-ups and miscommunication. This template is designed for HR professionals looking to ensure that employees adhere to disciplinary measures while fostering a culture of accountability. With clear tracking of disciplinary actions, effective communication logs, and compliance documentation, you can enhance oversight, reduce misunderstandings, and create a transparent process. Start managing your disciplinary follow-ups effortlessly with this user-friendly template.

Follow-up date
Employee full name
Employee ID or number
Department
Supervisor or manager name
Case reference or incident ID
Original disciplinary action
Verbal warning
Written warning
Final written warning
Suspension
Performance Improvement Plan (PIP)
Demotion
Pay reduction
Transfer
Other
Please Specify:
Compliance with corrective plan since the action
Fully met
Mostly met
Partially met
Not met
Too early to assess
Frequency of issues since the action
Never
Rarely
Sometimes
Often
Always
Attendance reliability since action
Improved
No change
Declined
Not applicable
Work quality since action
Improved
No change
Declined
Not applicable
Specific examples and notes
Conduct and professional behavior since action
Improved
No change
Declined
Not applicable
Support provided since action
Coaching
Training
Mentoring
Policy refresher
Schedule change
Workload adjustment
EAP referral
Other
Please Specify:
The employee understands the expectations and policy requirements
Strongly disagree
Disagree
Neither agree nor disagree
Agree
Strongly agree
Employee comments (optional)
The employee is willing to follow the corrective plan
Strongly disagree
Disagree
Neither agree nor disagree
Agree
Strongly agree
Any further policy violations observed
Yes
No
Next review date
Recommended next action
Maintain current plan
Provide additional training/support
Extend PIP timeline
Escalate to next disciplinary step
Close case
Other
Please Specify:
Prepared by (name)
Prepared by signature
Prepared by date
Employee signature
Employee signature date
Approver or manager signature
Approver date
{"name":"Follow-up date", "url":"https://www.quiz-maker.com/QPREVIEW","txt":"Follow-up date, Employee full name, Employee ID or number","img":"https://www.quiz-maker.com/3012/images/ogquiz.png"}
Paper art illustration depicting an employee disciplinary action follow up form template and related elements

When to use this form

Use this follow-up form after you have addressed an issue and need to confirm progress. It is useful for HR, supervisors, and owners in stores, restaurants, and offices. For example, after repeated tardiness, a safety lapse, or a customer complaint, schedule a check-in, record evidence, and reset expectations. Tie this to your initial action, whether it was a Disciplinary action form or an Employee warning form. The form helps you document dates, steps taken, and any support provided. You can decide to continue the plan, close the case, or escalate based on facts. Clear records reduce risk, keep conversations consistent, and show the employee exactly what success looks like.

Must Ask Employee Disciplinary Action Follow Up Questions

  1. What specific behavior or policy are you following up on, and when did it occur?

    This pins the discussion to clear facts and the original incident, avoiding vague or shifting goals. It ensures your notes align with prior documentation for a fair review.

  2. What measurable goals were set, and what results have you observed since the last meeting?

    Measurable targets make progress easy to verify with dates, numbers, or concrete examples. This supports consistent, bias-resistant decisions.

  3. What coaching, training, or resources were provided, and did the employee use them?

    Documenting support shows you offered a real chance to improve. It also reveals which interventions work and whether more help or different steps are needed.

  4. Have there been any new incidents or impacts on team, customers, safety, or quality?

    This captures risk and ripple effects, not just counts of events. It helps you weigh improvements against any ongoing concerns.

  5. What is the next step and deadline: continue the plan, escalate to verbal or written warning, or close the case?

    Stating the action and date creates accountability and keeps momentum. If escalation is needed, start with a Verbal warning form to document the next stage.

More Forms

Copy/Edit Form Send to Recipients Make a Form w/AI Form Builder Must Ask Questions
  • 100% Free - No Catches
  • Collect Responses Today
  • Tailor to your Look & Feel